SFC Licences of YEOH Pang Tian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 18 February 2011 | 30 November 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 22 August 2007 | 20 June 2008 |