SFC Licences of FLOYD Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 October 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 29 August 2014 | 12 September 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 29 August 2014 | 12 September 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 August 2014 | 12 September 2014 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 23 April 2013 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 29 August 2007 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 August 2007 | 31 May 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 15 August 2007 | 31 May 2014 |