SFC Licences of WONG Lok Yan, Lorraine 黃樂恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 14 June 2016 | 17 December 2018 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 28 April 2015 | 21 May 2016 |
| BOA International Securities Limited 亞銀國際證券有限公司 | RE | 1 | 02 May 2014 | 16 July 2014 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 15 August 2007 | 01 May 2013 |