SFC Licences of HUA Wen 華文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	6	28 September 2021	24 January 2024
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	10 July 2020	16 July 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	10 July 2020	16 July 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	10 July 2020	16 July 2021
ICBC International Capital Limited 工銀國際融資有限公司	RE	4	10 September 2018	16 July 2021
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	22 June 2017	10 July 2020
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	23 February 2017	10 July 2020
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	23 February 2017	10 July 2020
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司	RE	4	04 January 2011	30 March 2012
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司	RE	6	18 December 2008	30 March 2012
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司	RE	1	18 December 2008	30 March 2012
Houlihan Lokey Howard & Zukin (Europe) Limited	RE	6	07 July 2008	31 March 2009
Houlihan Lokey Howard & Zukin (Europe) Limited	RE	1	07 July 2008	31 March 2009
Libertas Capital Asia Limited	RE	1	07 April 2008	26 April 2008
Libertas Capital Asia Limited	RE	6	21 September 2007	26 April 2008