SFC Licences of DASH Kaushik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 09 April 2019 | 29 November 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 March 2017 | 29 November 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 March 2017 | 09 April 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 August 2007 | 04 June 2008 |