SFC Licences of TAM Ming Yan 譚銘忺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 12 December 2014 31 July 2023
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 17 August 2007 30 November 2014