SFC Licences of YUEN Kin Yuk 阮健毓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TIANYI FUHUA CAPITAL COMPANY LIMITED 天一富華資本有限公司	RO	9	28 March 2024
TIANYI FUHUA CAPITAL COMPANY LIMITED 天一富華資本有限公司	RO	4	28 March 2024
TIANYI FUHUA CAPITAL COMPANY LIMITED 天一富華資本有限公司	RE	9	08 March 2024	28 March 2024
TIANYI FUHUA CAPITAL COMPANY LIMITED 天一富華資本有限公司	RE	4	08 March 2024	28 March 2024
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司	RO	9	16 March 2023	29 October 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司	RO	4	16 March 2023	29 October 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司	RO	1	16 March 2023	29 October 2023
Da Wan Asset Management Limited 大灣區資產管理有限公司	RO	9	16 December 2019	31 August 2022
Da Wan Asset Management Limited 大灣區資產管理有限公司	RO	4	16 December 2019	31 August 2022
Wan Lung Securities Limited 萬隆證券有限公司	RO	9	05 March 2019	13 December 2019
Wan Lung Securities Limited 萬隆證券有限公司	RO	4	05 March 2019	13 December 2019
Wan Lung Securities Limited 萬隆證券有限公司	RO	1	05 March 2019	13 December 2019
Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司	RO	9	26 November 2018	21 January 2019
Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司	RO	4	26 November 2018	21 January 2019
Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司	RE	9	19 October 2018	26 November 2018
Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司	RE	4	19 October 2018	26 November 2018
Sprout Asset Management (Asia) Limited	RO	4	07 September 2016	31 August 2018
Sprout Asset Management (Asia) Limited	RO	1	07 September 2016	31 August 2018
Sprout Asset Management (Asia) Limited	RE	9	07 September 2016	31 August 2018
CASH Wealth Management Limited 時富財富管理有限公司	RE	9	27 January 2015	05 August 2016
Celestial Commodities Limited 時富商品有限公司	RE	2	27 January 2015	05 August 2016
CASH Wealth Management Limited 時富財富管理有限公司	RE	4	22 December 2014	05 August 2016
Celestial Securities Limited 時富證券有限公司	RE	1	22 December 2014	05 August 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	03 May 2013	05 December 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	26 March 2013	05 December 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	28 November 2012	15 March 2013
East Asia Securities Company Limited 東亞證券有限公司	RE	1	22 August 2007	12 June 2010