SFC Licences of ZHOU Sheng 周晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RE | 4 | 15 August 2016 | |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RO | 1 | 11 July 2016 | |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 | RE | 9 | 19 November 2015 | |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | 9 | 13 November 2014 | 13 November 2015 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 17 July 2014 | 31 October 2014 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 22 August 2007 | 26 April 2014 |