SFC Licences of CHI Ginnie 池芯潁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 18 May 2011 | 11 September 2011 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 18 May 2011 | 11 September 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 February 2008 | 26 June 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 December 2007 | 26 June 2008 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 | RE | 4 | 23 August 2007 | 29 November 2007 |