SFC Licences of LIST Wendy Gaye
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 21 September 2009 | 06 October 2010 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 07 September 2007 | 17 December 2008 |