SFC Licences of LI Zheng 李征

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2010 15 September 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2010 15 September 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2010 15 September 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 30 August 2007 15 August 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 30 August 2007 15 August 2008