SFC Licences of LI Zheng 李征
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2010 | 15 September 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2010 | 15 September 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2010 | 15 September 2011 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 30 August 2007 | 15 August 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 30 August 2007 | 15 August 2008 |