SFC Licences of CHAN Kwan Ho 陳鈞浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KKR Capital Markets Asia Limited RE 4 22 February 2023
KKR Capital Markets Asia Limited RE 1 22 February 2023
Neuberger Berman Asia Limited RE 4 12 June 2014 16 December 2022
Neuberger Berman Asia Limited RE 1 12 June 2014 16 December 2022
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 10 May 2012 01 June 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 10 May 2012 01 June 2014
UBS Asset Management (Hong Kong) Limited RE 9 08 April 2011 01 May 2012
UBS Asset Management (Hong Kong) Limited RE 4 08 April 2011 01 May 2012
Allianz Global Investors Hong Kong Limited RE 4 25 October 2007 01 April 2011
Allianz Global Investors Hong Kong Limited RE 1 25 October 2007 01 April 2011