SFC Licences of CHAN Kwan Ho 陳鈞浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KKR Capital Markets Asia Limited | RE | 4 | 22 February 2023 | |
KKR Capital Markets Asia Limited | RE | 1 | 22 February 2023 | |
Neuberger Berman Asia Limited | RE | 4 | 12 June 2014 | 16 December 2022 |
Neuberger Berman Asia Limited | RE | 1 | 12 June 2014 | 16 December 2022 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 10 May 2012 | 01 June 2014 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 10 May 2012 | 01 June 2014 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 08 April 2011 | 01 May 2012 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 08 April 2011 | 01 May 2012 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 25 October 2007 | 01 April 2011 |
Allianz Global Investors Hong Kong Limited | RE | 1 | 25 October 2007 | 01 April 2011 |