SFC Licenceholders of KKR Capital Markets Asia Limited
- Edna.Kwong@kkr.com
- Website
- www.kkr.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BANGA Angad | RE | 4 | 03 May 2010 | 26 April 2013 |
| BANGA Angad | RE | 1 | 03 May 2010 | 26 April 2013 |
| CAO Dan 曹丹 | RE | 1 | 14 July 2022 | |
| CAO Dan 曹丹 | RE | 4 | 14 July 2022 | |
| CHAN Kwan Ho 陳鈞浩 | RE | 4 | 22 February 2023 | |
| CHAN Kwan Ho 陳鈞浩 | RE | 1 | 22 February 2023 | |
| CHEN Yilun 陳逸倫 | RE | 1 | 12 November 2021 | |
| CHEN Yilun 陳逸倫 | RE | 4 | 03 December 2021 | |
| CHENG Hoi Tung Jamie 鄭凱彤 | RE | 4 | 19 December 2022 | |
| CHENG Hoi Tung Jamie 鄭凱彤 | RE | 1 | 19 December 2022 | |
| CHIU Clifford King | RO | 4 | 22 October 2009 | 11 April 2014 |
| CHIU Clifford King | RO | 1 | 22 October 2009 | 11 April 2014 |
| CHOW Hoi Suen Angus 周凱旋 | RE | 1 | 29 April 2022 | |
| CHOW Hoi Suen Angus 周凱旋 | RE | 4 | 29 April 2022 | |
| CHOW Hoi Suen Angus 周凱旋 | RE | 9 | 29 April 2022 | |
| CHOW Sharon Estella 周依霖 | RE | 1 | 15 August 2022 | |
| CHOW Sharon Estella 周依霖 | RE | 4 | 15 August 2022 | |
| CHOW Sharon Estella 周依霖 | RE | 9 | 15 August 2022 | |
| CHUNG Rex R K | RO | 4 | 22 October 2009 | 31 December 2015 |
| CHUNG Rex R K | RO | 1 | 22 October 2009 | 31 December 2015 |
| DANG Yun 党耘 | RE | 4 | 04 November 2022 | |
| DANG Yun 党耘 | RE | 1 | 04 November 2022 | |
| DILLARD Brian Wesley | RE | 4 | 19 March 2019 | |
| DILLARD Brian Wesley | RE | 1 | 19 March 2019 | |
| EGLOFF Markus Peter | RO | 4 | 15 October 2021 | |
| EGLOFF Markus Peter | RO | 9 | 24 November 2021 | 24 August 2022 |
| EGLOFF Markus Peter | RO | 1 | 15 October 2021 | |
| EGLOFF Markus Peter | RE | 4 | 19 August 2021 | 15 October 2021 |
| EGLOFF Markus Peter | RE | 1 | 19 August 2021 | 15 October 2021 |
| GE Guanhong | RE | 1 | 10 October 2022 | |
| GE Guanhong | RE | 4 | 10 October 2022 | |
| GU Bing 谷冰 | RE | 4 | 19 December 2022 | |
| GU Bing 谷冰 | RE | 1 | 19 December 2022 | |
| HO Yaun, Stanley 何仁 | RO | 4 | 30 December 2010 | 21 July 2021 |
| HO Yaun, Stanley 何仁 | RO | 1 | 08 December 2010 | 21 July 2021 |
| HO Yaun, Stanley 何仁 | RE | 1 | 26 October 2010 | 08 December 2010 |
| HWANG Jae Hyuk | RE | 4 | 24 May 2019 | 15 March 2024 |
| HWANG Jae Hyuk | RE | 1 | 24 May 2019 | 15 March 2024 |
| HYDE Nicholas J | RE | 4 | 16 September 2020 | |
| HYDE Nicholas J | RE | 1 | 08 September 2020 | |
| JEONG Sewon Hannah 鄭世元 | RE | 4 | 11 May 2022 | 11 November 2022 |
| JEONG Sewon Hannah 鄭世元 | RE | 1 | 11 May 2022 | 11 November 2022 |
| KANG Ning 康宁 | RE | 4 | 21 June 2016 | 03 November 2020 |
| KANG Ning 康宁 | RE | 1 | 21 June 2016 | 03 November 2020 |
| KEIJZER Cita | RE | 4 | 22 January 2024 | |
| KEIJZER Cita | RE | 1 | 22 January 2024 | |
| KIM William Hyongmin | RE | 4 | 27 September 2019 | 13 May 2021 |
| KIM William Hyongmin | RE | 1 | 27 September 2019 | 13 May 2021 |
| KO Jae Il | RE | 1 | 24 August 2016 | |
| KO Jae Il | RE | 4 | 24 August 2016 | |
| KOT Chung Sally 葛叢 | RE | 1 | 04 November 2022 | |
| KOT Chung Sally 葛叢 | RE | 9 | 04 November 2022 | |
| KOT Chung Sally 葛叢 | RE | 4 | 04 November 2022 | |
| LAM Wing Yee Reine 林泳兒 | RE | 1 | 18 November 2022 | |
| LAM Wing Yee Reine 林泳兒 | RE | 4 | 18 November 2022 | |
| LI Mengze 栗梦澤 | RE | 1 | 18 March 2024 | |
| LI Mengze 栗梦澤 | RE | 4 | 18 March 2024 | |
| LI Mengze 栗梦澤 | RE | 9 | 18 March 2024 | |
| LIM Jun Hong 林俊宏 | RE | 4 | 29 August 2022 | |
| LIM Jun Hong 林俊宏 | RE | 1 | 29 August 2022 | |
| LIU Lu 劉璐 | RE | 4 | 12 October 2016 | |
| LIU Lu 劉璐 | RE | 1 | 12 October 2016 | |
| LIU Xiaohan 刘潇涵 | RE | 4 | 29 February 2024 | |
| LIU Xiaohan 刘潇涵 | RE | 1 | 29 February 2024 | |
| MALTER Hannah Rebecca | RE | 4 | 02 August 2022 | |
| MALTER Hannah Rebecca | RE | 1 | 02 August 2022 | |
| PAN Dengzhao 潘登釗 | RE | 4 | 19 October 2022 | |
| PAN Dengzhao 潘登釗 | RE | 1 | 19 October 2022 | |
| PAN Dengzhao 潘登釗 | RE | 9 | 15 December 2022 | 19 May 2023 |
| PAN Dengzhao 潘登釗 | RO | 9 | 19 May 2023 | |
| PARK Bum Chul | RE | 4 | 20 May 2022 | |
| PARK Bum Chul | RE | 1 | 20 May 2022 | |
| PATTAR Jasvinder Singh | RE | 4 | 21 December 2018 | |
| PATTAR Jasvinder Singh | RE | 1 | 21 December 2018 | |
| RAPOSIO Diane | RO | 4 | 11 January 2016 | |
| RAPOSIO Diane | RO | 1 | 11 January 2016 | |
| RAPOSIO Diane | RE | 1 | 02 July 2014 | 11 January 2016 |
| RAPOSIO Diane | RE | 4 | 02 July 2014 | 11 January 2016 |
| RICHDALE Kate Gaskell | RO | 4 | 16 November 2022 | |
| RICHDALE Kate Gaskell | RO | 9 | 16 November 2022 | |
| RICHDALE Kate Gaskell | RO | 1 | 16 November 2022 | |
| RICHDALE Kate Gaskell | RE | 4 | 27 April 2020 | 16 November 2022 |
| RICHDALE Kate Gaskell | RE | 1 | 27 April 2020 | 16 November 2022 |
| ROBINSON Gregory Alexander | RE | 4 | 25 January 2016 | 29 June 2018 |
| ROBINSON Gregory Alexander | RE | 1 | 25 January 2016 | 29 June 2018 |
| ROSENBLOOM Peter Gordon | RE | 1 | 27 August 2019 | 01 June 2021 |
| ROSENBLOOM Peter Gordon | RE | 4 | 27 August 2019 | 01 June 2021 |
| SINGH Gauravjit | RE | 4 | 03 March 2016 | 07 June 2019 |
| SINGH Gauravjit | RE | 1 | 03 March 2016 | 07 June 2019 |
| SUNG Min Su | RE | 9 | 02 August 2022 | |
| SUNG Min Su | RE | 4 | 30 November 2021 | |
| SUNG Min Su | RE | 1 | 30 November 2021 | |
| TAN Wei Yu 陳威宇 | RO | 4 | 14 March 2018 | |
| TAN Wei Yu 陳威宇 | RO | 1 | 14 March 2018 | |
| TAN Wei Yu 陳威宇 | RE | 4 | 24 February 2014 | 14 March 2018 |
| TAN Wei Yu 陳威宇 | RE | 1 | 24 February 2014 | 14 March 2018 |
| WANG Chun-kai 王俊凱 | RE | 1 | 10 October 2022 | |
| WANG Chun-kai 王俊凱 | RE | 4 | 10 October 2022 | |
| WANG Huiying 王薈瑩 | RE | 1 | 22 February 2023 | |
| WANG Huiying 王薈瑩 | RE | 4 | 22 February 2023 | |
| WONG Po Yi, Sherwin 黃寶儀 | RE | 4 | 08 August 2019 | |
| WONG Po Yi, Sherwin 黃寶儀 | RE | 1 | 08 August 2019 | |
| XIN Wei 忻瑋 | RO | 1 | 18 May 2022 | |
| XIN Wei 忻瑋 | RO | 4 | 18 May 2022 | |
| XIN Wei 忻瑋 | RE | 4 | 28 October 2014 | 18 May 2022 |
| XIN Wei 忻瑋 | RE | 1 | 28 October 2014 | 18 May 2022 |
| XIONG Tao 熊濤 | RE | 4 | 09 August 2010 | 01 January 2014 |
| XIONG Tao 熊濤 | RE | 1 | 09 August 2010 | 01 January 2014 |
| XU Fangqing 許方晴 | RE | 1 | 24 July 2019 | |
| XU Fangqing 許方晴 | RE | 4 | 24 July 2019 | |
| XU Qianru 徐茜如 | RE | 4 | 29 December 2017 | 31 December 2022 |
| XU Qianru 徐茜如 | RE | 1 | 29 December 2017 | 31 December 2022 |
| YANG Sharon 楊姍 | RE | 4 | 09 October 2018 | |
| YANG Sharon 楊姍 | RE | 1 | 09 October 2018 | |
| YANG Sharon 楊姍 | RE | 1 | 23 April 2010 | 01 October 2017 |
| YANG Sharon 楊姍 | RE | 4 | 23 April 2010 | 01 October 2017 |
| YEUNG Irene 楊寶貞 | RE | 4 | 05 May 2021 | |
| YEUNG Irene 楊寶貞 | RE | 1 | 23 March 2021 | |
| YIN Haining 殷海寧 | RO | 9 | 24 November 2021 | |
| YIN Haining 殷海寧 | RO | 4 | 15 October 2021 | |
| YIN Haining 殷海寧 | RO | 1 | 15 October 2021 | |
| YIN Haining 殷海寧 | RE | 4 | 18 August 2021 | 15 October 2021 |
| YIN Haining 殷海寧 | RE | 1 | 18 August 2021 | 15 October 2021 |
| YUAN Chen 袁晨 | RO | 4 | 13 May 2022 | |
| YUAN Chen 袁晨 | RO | 1 | 13 May 2022 | |
| YUAN Chen 袁晨 | RE | 4 | 16 March 2022 | 13 May 2022 |
| YUAN Chen 袁晨 | RE | 1 | 16 March 2022 | 13 May 2022 |
| YUEN Man Kiu Alvina 袁敏翹 | RE | 1 | 04 November 2022 | |
| YUEN Man Kiu Alvina 袁敏翹 | RE | 4 | 04 November 2022 | |
| ZHANG Sarah Xiaoyue 張瀟月 | RE | 4 | 21 December 2015 | |
| ZHANG Sarah Xiaoyue 張瀟月 | RE | 1 | 21 December 2015 |