SFC licenceholder APN841 LAU Ka Man 劉嘉汶

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management) 2017-05-16
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 9 (Asset Management) 2007-08-29 2008-06-29