SFC licenceholder APN841 LAU Ka Man 劉嘉汶
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2017-05-16 | |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 9 (Asset Management) | 2007-08-29 | 2008-06-29 |