SFC Licences of VAN AEKEN Chris
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 02 September 2011 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 September 2011 | 14 May 2012 |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 30 November 2010 | 02 September 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 19 July 2010 | 02 September 2011 |
| Morgan Stanley Hong Kong Futures Limited | RO | 7 | 19 July 2010 | 30 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RO | 2 | 19 July 2010 | 30 June 2011 |
| Morgan Stanley Hong Kong Securities Limited | RO | 1 | 19 July 2010 | 30 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 19 July 2010 | 30 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 06 July 2009 | 30 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 30 August 2007 | 19 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 August 2007 | 19 July 2010 |