SFC Licences of CHEN Tin Yeung 陳天洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 23 April 2010 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 April 2010 | |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 April 2009 | 12 March 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 April 2009 | 12 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 September 2007 | 13 February 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 07 September 2007 | 13 February 2009 |