SFC licenceholder APO580 SU Shouchun 蘇守春

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 08 June 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 08 June 2018
Dymon Asia Capital (HK) Limited RE [9] (Asset Management) 22 October 2013 11 November 2017
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 06 December 2010 20 May 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [7] (Providing Automated Trading Services) 10 March 2010 20 May 2013
Morgan Stanley Hong Kong Futures Limited RE [7] (Providing Automated Trading Services) 10 March 2010 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities) 07 September 2007 20 May 2013
Morgan Stanley Hong Kong Futures Limited RE [2] (Dealing in Futures Contracts) 07 September 2007 06 December 2010