SFC Licences of SU Shouchun 蘇守春
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 08 June 2018 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 June 2018 | |
| Dymon Asia Capital (HK) Limited | RE | 9 | 22 October 2013 | 11 November 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 20 May 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 March 2010 | 20 May 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 10 March 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 September 2007 | 20 May 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 07 September 2007 | 06 December 2010 |