SFC Licences of HIRIART Mark Francis Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 06 February 2017 29 November 2021
Morgan Stanley Hong Kong Securities Limited RE 7 06 February 2017 01 August 2021
Morgan Stanley Hong Kong Securities Limited RE 2 06 February 2017 01 August 2021
Morgan Stanley Hong Kong Securities Limited RE 1 06 February 2017 01 August 2021
J.P. Morgan Broking (Hong Kong) Limited RE 4 05 September 2007 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 05 September 2007 17 September 2010