SFC Licences of HIRIART Mark Francis Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 February 2017 | 29 November 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 06 February 2017 | 01 August 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 February 2017 | 01 August 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 06 February 2017 | 01 August 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 September 2007 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 September 2007 | 17 September 2010 |