SFC Licences of CHU Gavin Shun-Chiu 朱迅超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 January 2022 | |
| Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 07 October 2021 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 07 October 2021 |
| Macquarie Bank Limited 麥格理銀行有限公司 | 4 | 05 October 2015 | ||
| Macquarie Bank Limited 麥格理銀行有限公司 | 1 | 05 October 2015 | ||
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 September 2007 | 30 November 2012 |