SFC Licences of ZHI Xiaojia 治曉佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 30 April 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 June 2009 | 19 September 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 September 2007 | 11 December 2008 |