SFC Licences of HU Xiaobing 胡小冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oceanpine Capital Management Limited | RO | 9 | 07 January 2021 | |
Oceanpine Capital Management Limited | RE | 9 | 25 May 2020 | 07 January 2021 |
SanJohn Capital Limited 三川資本有限公司 | RE | 9 | 29 January 2018 | 27 April 2020 |
HWA Asset Management Limited 惠微資產管理有限公司 | RE | 9 | 12 May 2017 | 30 November 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 September 2007 | 07 October 2010 |