SFC Licences of CHAN Kai Chun 陳啟俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ZHONGMING SECURITIES LIMITED 中銘證券有限公司	RO	9	31 March 2023
ZHONGMING SECURITIES LIMITED 中銘證券有限公司	RO	4	31 March 2023
ZHONGMING SECURITIES LIMITED 中銘證券有限公司	RO	1	31 March 2023
Hope Securities Limited 希望證券有限公司	RO	9	23 December 2021	03 October 2022
Hope Securities Limited 希望證券有限公司	RO	5	23 December 2021	03 October 2022
Hope Securities Limited 希望證券有限公司	RO	4	23 December 2021	03 October 2022
Hope Securities Limited 希望證券有限公司	RO	2	23 December 2021	03 October 2022
Hope Securities Limited 希望證券有限公司	RO	1	23 December 2021	03 October 2022
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	5	16 October 2020	18 October 2021
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	4	16 October 2020	18 October 2021
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	2	16 October 2020	18 October 2021
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	9	26 August 2019	18 October 2021
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	1	26 August 2019	18 October 2021
BTL Asset Management Company Limited 銀信資產管理有限公司	RE	5	29 March 2017	16 October 2020
BTL Asset Management Company Limited 銀信資產管理有限公司	RE	2	29 March 2017	16 October 2020
BTL Asset Management Company Limited 銀信資產管理有限公司	RE	4	02 November 2015	16 October 2020
BTL Asset Management Company Limited 銀信資產管理有限公司	RE	9	02 November 2015	26 August 2019
BTL Asset Management Company Limited 銀信資產管理有限公司	RE	1	02 November 2015	26 August 2019
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RE	2	19 September 2007	01 January 2009