SFC Licences of ZHONG Lei 鐘磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
St. James's Place (Hong Kong) Limited RE 9 03 March 2020 09 June 2020
St. James's Place (Hong Kong) Limited RE 4 03 March 2020 09 June 2020
St. James's Place (Hong Kong) Limited RE 1 03 March 2020 09 June 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 17 July 2018 31 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 17 July 2018 31 March 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 September 2007 12 November 2007