SFC Licences of ZHONG Lei 鐘磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
St. James's Place (Hong Kong) Limited | RE | 9 | 03 March 2020 | 09 June 2020 |
St. James's Place (Hong Kong) Limited | RE | 4 | 03 March 2020 | 09 June 2020 |
St. James's Place (Hong Kong) Limited | RE | 1 | 03 March 2020 | 09 June 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 17 July 2018 | 31 March 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 July 2018 | 31 March 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 September 2007 | 12 November 2007 |