SFC Licences of CAO Honglei 曹鴻磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 March 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 05 May 2017 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 May 2017 | |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 03 September 2012 | 26 March 2017 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 20 April 2012 | 26 March 2017 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 20 April 2012 | 26 March 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 September 2007 | 21 September 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 September 2007 | 21 September 2011 |