SFC Licences of SHI Zhengyan 施争艶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 06 December 2011 | 18 August 2012 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 25 October 2007 | 01 November 2011 |