SFC Licences of FAIDI Ghazi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 29 August 2019 | 07 January 2022 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 08 January 2018 | 07 January 2022 |
| Qantex Capital Markets Limited | RE | 2 | 04 July 2011 | 03 October 2017 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 21 September 2007 | 14 April 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 21 September 2007 | 14 April 2011 |