SFC Licenceholders of Tullett Prebon (Hong Kong) Limited

Email
phaddow@tullettprebon.com.au
Website
www.tullettprebon.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
ANTON Dendi RE 7 12 November 2020 28 February 2023
ANTON Dendi RE 1 12 November 2020 28 February 2023
ASHBY Nicholas Stephen RE 7 05 January 2021 31 March 2021
ASHBY Nicholas Stephen RE 1 05 January 2021 31 March 2021
BARRY Joseph William RE 7 04 July 2017 23 November 2020
BARRY Joseph William RE 1 04 July 2017 23 November 2020
BERKANE LAVAUD Chiraz RE 1 12 October 2012 01 January 2017
BERKANE LAVAUD Chiraz RE 2 12 October 2012 01 January 2017
BROWN Ian Clement RO 7 13 November 2017 02 December 2019
BROWN Ian Clement RE 1 26 October 2010 27 July 2011
BROWN Ian Clement RE 2 26 October 2010 27 July 2011
BROWN Ian Clement RO 1 27 July 2011 02 December 2019
BROWN Ian Clement RO 2 27 July 2011 02 December 2019
CAI Shixin 蔡時欣 RE 7 22 February 2018 16 July 2018
CAI Shixin 蔡時欣 RE 1 22 February 2018 16 July 2018
CAI Shixin 蔡時欣 RE 2 22 February 2018 16 July 2018
CALVERT Andrew Rowntree RE 1 08 February 2012 01 January 2014
CHAN Ming Ming, Regina 陳明明 RE 1 07 September 2012
CHAN Ricky 陳立基 RE 2 24 October 2011 03 November 2012
CHAN Ricky 陳立基 RE 1 24 October 2011 03 November 2012
CHEN Jiawei 陈嘉炜 RE 1 18 December 2019 08 December 2020
CHEN Jiawei 陈嘉炜 RE 7 18 December 2019 08 December 2020
CHEUNG Aaron Yik Hei 張亦希 RE 2 03 November 2010 15 April 2014
CHEUNG Aaron Yik Hei 張亦希 RE 1 03 November 2010 15 April 2014
CHEUNG Cheung, Peter 張祥 RO 7 12 July 2019
CHEUNG Cheung, Peter 張祥 RO 1 12 July 2019
CHEUNG Cheung, Peter 張祥 RE 1 06 August 2012 12 July 2019
CHEUNG Ellen Ngar Yan 張雅茵 RE 2 02 January 2018 30 June 2023
CHEUNG Ellen Ngar Yan 張雅茵 RE 1 02 January 2018 30 June 2023
CHEUNG Hoi Tsun Kevin 張凱竣 RE 1 14 March 2023
CHEUNG Hoi Tsun Kevin 張凱竣 RE 7 14 March 2023
CHEW Philip Guy RE 1 01 August 2012 24 October 2012
CHILEWICZ Rodolphe Francois RE 1 06 October 2010 30 June 2017
CHILEWICZ Rodolphe Francois RE 2 06 October 2010 30 June 2017
CHILLINGTON Timothy John RE 1 15 May 2012 01 October 2015
CHO Wan 趙完 RE 1 02 January 2018 04 February 2022
CHO Wan 趙完 RE 2 02 January 2018 04 February 2022
CHO Wan 趙完 RE 2 04 March 2011 01 December 2014
CHO Wan 趙完 RE 1 04 March 2011 01 December 2014
CHOY Kai Man 蔡啟民 RE 7 14 March 2023
CHOY Kai Man 蔡啟民 RE 1 14 March 2023
CHUNG Jin Gon RE 2 10 April 2013 19 May 2014
CHUNG Jin Gon RE 1 10 April 2013 19 May 2014
CORNER Andrew Mark Gordon RO 1 27 July 2017 12 November 2018
CORNER Andrew Mark Gordon RO 7 27 July 2017 12 November 2018
CORNER Andrew Mark Gordon RE 1 31 July 2015 27 July 2017
CORNER Andrew Mark Gordon RE 7 31 July 2015 27 July 2017
CURA Jerome De La Cruz RE 1 20 August 2015 12 November 2018
CURA Jerome De La Cruz RE 2 20 August 2015 12 November 2018
CURA Jerome De La Cruz RE 7 20 August 2015 12 November 2018
Cho Hye Jung RE 1 02 January 2018 19 July 2020
Cho Hye Jung RE 2 02 January 2018 19 July 2020
DAVIDGE-PITTS Mark Nicholas RE 1 18 February 2011 09 January 2017
DAVIDGE-PITTS Mark Nicholas RE 2 18 February 2011 09 January 2017
DELRUE Thibault Marc RE 2 02 January 2019 01 September 2020
DELRUE Thibault Marc RE 1 02 January 2019 01 September 2020
DHILLON Amarinder Singh RE 1 08 February 2011 06 January 2012
DHILLON Amarinder Singh RE 2 08 February 2011 06 January 2012
DJORDJEVIC Alexandre RE 2 01 June 2023
DJORDJEVIC Alexandre RE 1 01 June 2023
DOH Seung Han 陶承漢 RE 2 05 October 2010 04 March 2011
DOH Seung Han 陶承漢 RE 1 05 October 2010 04 March 2011
DUBAIL Sylvain Georges Maurice RE 2 06 December 2010 20 February 2011
DUBAIL Sylvain Georges Maurice RE 1 06 December 2010 20 February 2011
EVANS Andrew Keith RO 1 06 September 2022 12 January 2024
EVANS Andrew Keith RO 2 06 September 2022 12 January 2024
EVANS Andrew Keith RO 7 06 September 2022 12 January 2024
EVANS Daniel Peter RE 1 24 February 2014 09 January 2017
FAIDI Ghazi RE 1 29 August 2019 07 January 2022
FAIDI Ghazi RE 2 08 January 2018 07 January 2022
FAN Wing Yan, Winnie 樊詠恩 RE 1 22 November 2011 06 October 2013
FAUCHER Nezha Marc Edward RE 2 24 October 2011 13 November 2013
FAUCHER Nezha Marc Edward RE 1 24 October 2011 13 November 2013
FOK Do Ming, Gary 霍道明 RE 7 02 December 2015 12 November 2018
FOK Do Ming, Gary 霍道明 RE 1 02 December 2015 12 November 2018
FOUR Matthew RE 1 03 January 2023
FOUR Matthew RE 7 03 January 2023
FOUR Matthew RE 1 16 July 2015 12 November 2018
FOUR Matthew RE 7 16 July 2015 12 November 2018
GAO Wenli RE 1 02 June 2023 04 October 2023
GAO Wenli RE 7 02 June 2023 04 October 2023
GELIOT Adrien Marie Gregoire RE 1 23 July 2012 06 January 2015
GUEGAN Vianney Eric RO 1 20 October 2022 09 May 2023
GUEGAN Vianney Eric RE 1 09 May 2023 30 June 2023
GUEGAN Vianney Eric RO 2 20 October 2022 30 June 2023
GUEGAN Vianney Eric RE 1 19 February 2019 20 October 2022
GUEGAN Vianney Eric RE 2 02 January 2018 20 October 2022
HALLEGUEN Yann RE 2 05 August 2019 11 February 2022
HALLEGUEN Yann RE 1 05 August 2019 11 February 2022
HALLEGUEN Yann RE 1 09 December 2010 01 January 2016
HALLEGUEN Yann RE 2 09 December 2010 01 January 2016
HASSAM Shehzad Sikander RE 1 20 November 2012 25 June 2014
HASSAM Shehzad Sikander RE 2 20 November 2012 25 June 2014
HEIDELBERG Jean Christophe RO 7 30 January 2020 30 November 2020
HEIDELBERG Jean Christophe RO 2 30 January 2020 30 November 2020
HEIDELBERG Jean Christophe RO 1 30 January 2020 30 November 2020
HERRMANN Gavin John RO 1 11 January 2024
HERRMANN Gavin John RO 7 11 January 2024
HERRMANN Gavin John RO 2 11 January 2024
HINGE John Marshall RE 1 23 April 2012 07 July 2013
HINGE John Marshall RE 2 23 April 2012 07 July 2013
HOLDGATE Murray Edward James RO 1 11 October 2012 15 April 2017
HOLDGATE Murray Edward James RO 2 11 October 2012 15 April 2017
HOLDGATE Murray Edward James RO 7 10 July 2014 15 April 2017
HOLDGATE Murray Edward James RE 2 27 September 2010 11 October 2012
HOLDGATE Murray Edward James RE 1 27 September 2010 11 October 2012
HOLLOWAY Mitchell Leslie RE 2 14 January 2016 19 May 2017
HOLLOWAY Mitchell Leslie RE 1 14 January 2016 19 May 2017
HUDSON Alexander Jo RO 7 19 June 2019 17 February 2020
HUDSON Alexander Jo RO 7 28 October 2020 21 June 2023
HUDSON Alexander Jo RO 1 19 June 2019 17 February 2020
HUDSON Alexander Jo RE 7 17 February 2020 28 October 2020
HUDSON Alexander Jo RE 1 17 February 2020 28 October 2020
HUDSON Alexander Jo RO 1 28 October 2020 21 June 2023
HUDSON Alexander Jo RE 7 04 March 2019 19 June 2019
HUDSON Alexander Jo RE 1 04 March 2019 19 June 2019
HUGH James Clifford 丘志雄 RE 2 28 March 2012 02 September 2014
HUGH James Clifford 丘志雄 RE 1 28 March 2012 02 September 2014
IBARRA Mia Francesca Bautista RE 7 18 June 2019
IBARRA Mia Francesca Bautista RE 2 18 June 2019
IBARRA Mia Francesca Bautista RE 1 18 June 2019
JOO Yongwook 朱勇昱 RE 2 26 February 2016 08 February 2017
JOO Yongwook 朱勇昱 RE 1 26 February 2016 08 February 2017
KELLY Robert James RE 1 04 March 2019 19 July 2021
KELLY Robert James RE 7 04 March 2019 19 July 2021
KHELIFI Amine RO 7 09 June 2014 30 June 2017
KHELIFI Amine RO 2 26 August 2010 30 June 2017
KHELIFI Amine RO 1 26 August 2010 30 June 2017
KHO Garrett Tristan Arnaldo RE 1 13 April 2017 23 October 2018
KIANG Yat Cheong Joseph 姜日昌 RE 2 27 September 2010 31 January 2012
KIANG Yat Cheong Joseph 姜日昌 RE 1 27 September 2010 31 January 2012
KIM Haejin RE 2 29 November 2023
KIM Haejin RE 1 29 November 2023
KIRLEY John Andrew RE 1 02 January 2013 20 August 2014
KIRLEY John Andrew RE 2 02 January 2013 20 August 2014
KO Vanessa 高煒瑩 RO 7 01 March 2019
KO Vanessa 高煒瑩 RE 1 01 March 2019
LAU Chun Wai 劉俊瑋 RE 7 12 December 2023 31 January 2024
LAU Chun Wai 劉俊瑋 RE 1 12 December 2023 31 January 2024
LAU Chun Wai 劉俊瑋 RE 2 12 December 2023 31 January 2024
LEE Chaeeun RE 1 07 May 2015 20 August 2015
LEE Chaeeun RE 2 07 May 2015 20 August 2015
LEE Jin Kyung 李真卿 RE 2 02 January 2018 31 January 2018
LEE Jin Kyung 李真卿 RO 1 31 January 2018 26 July 2021
LEE Jin Kyung 李真卿 RO 2 31 January 2018 26 July 2021
LEE Jin Kyung 李真卿 RE 1 02 January 2018 31 January 2018
LEE Jin Kyung 李真卿 RE 2 24 October 2014 08 January 2015
LEE Jin Kyung 李真卿 RE 1 24 October 2014 08 January 2015
LEE Jin Kyung 李真卿 RE 1 24 October 2011 30 June 2014
LEE Jin Kyung 李真卿 RE 2 24 October 2011 30 June 2014
LEE Mabel 李美寶 RE 1 03 October 2013 23 February 2014
LEE Mabel 李美寶 RE 2 03 October 2013 23 February 2014
LEE Man Wui, Jeff 李民匯 RE 1 12 June 2012 26 March 2014
LEE Man Wui, Jeff 李民匯 RE 2 12 June 2012 26 March 2014
LEUNG Chun Chuen 梁真銓 RE 1 05 October 2010 22 August 2012
LEUNG Chun Chuen 梁真銓 RE 2 05 October 2010 22 August 2012
LEUNG Terrance Scott 梁永業 RE 2 18 August 2016 19 May 2017
LEUNG Terrance Scott 梁永業 RE 1 18 August 2016 19 May 2017
LEUNG Tsz Sum 梁梓森 RE 1 20 December 2021 27 May 2022
LEUNG Tsz Sum 梁梓森 RE 7 20 December 2021 27 May 2022
MAK Calvin 麥樹威 RE 1 14 November 2011 31 July 2022
MALONEY Patrick Nicholas RO 1 26 August 2010 25 August 2011
MALONEY Patrick Nicholas RO 2 26 August 2010 25 August 2011
MECHOUK Mehdi RE 2 14 May 2020
MECHOUK Mehdi RE 1 14 May 2020
MEHTA Harshad Satish RE 2 12 July 2021 31 August 2022
MEHTA Harshad Satish RE 1 12 July 2021 31 August 2022
MISHRA Rishi RE 1 18 February 2021 22 April 2022
MISHRA Rishi RE 7 18 February 2021 22 April 2022
MUNDIGIAN Vatche Vartan RO 1 08 December 2017 12 November 2018
MUNDIGIAN Vatche Vartan RE 1 12 June 2017 08 December 2017
MUNDIGIAN Vatche Vartan RE 7 31 July 2015 29 November 2016
MUNDIGIAN Vatche Vartan RE 1 31 July 2015 29 November 2016
MUNDIGIAN Vatche Vartan RO 1 29 November 2016 12 June 2017
MUNDIGIAN Vatche Vartan RO 7 29 November 2016 12 November 2018
NG Ming Wai 吳銘偉 RE 1 19 September 2022 20 September 2022
NG Ming Wai 吳銘偉 RE 2 19 September 2022 20 September 2022
NICHOLSON Robert Kenneth RE 7 31 July 2015 12 November 2018
NICHOLSON Robert Kenneth RE 1 31 July 2015 12 November 2018
OGATA Marina Miyuki RE 1 03 February 2012 26 October 2012
OGATA Marina Miyuki RE 2 03 February 2012 26 October 2012
OKANO Ryuta RE 1 05 June 2018 31 October 2018
OKANO Ryuta RE 2 05 June 2018 31 October 2018
OLIVER James Campbell RE 1 25 November 2015 16 August 2016
OLIVER James Campbell RE 2 25 November 2015 16 August 2016
OLIVER James Campbell RO 2 16 August 2016 16 February 2017
OLIVER James Campbell RO 1 16 August 2016 21 February 2017
OLIVER James Campbell RO 7 16 August 2016 21 February 2017
ORR Alwin 柯百聰 RE 1 12 February 2018 24 April 2021
ORR Alwin 柯百聰 RE 2 12 February 2018 24 April 2021
ORR Alwin 柯百聰 RE 1 16 March 2011 17 June 2015
ORR Alwin 柯百聰 RE 2 16 March 2011 17 June 2015
ORTON Jamie RO 1 13 October 2023
ORTON Jamie RO 7 13 October 2023
ORTON Jamie RE 7 29 April 2022 13 October 2023
ORTON Jamie RE 1 29 April 2022 13 October 2023
ORTON Jamie RE 7 23 July 2015 12 November 2018
ORTON Jamie RE 1 23 July 2015 12 November 2018
PAL Suneil RO 7 17 October 2019 30 April 2020
PAL Suneil RO 1 17 October 2019 30 April 2020
PAL Suneil RE 7 05 August 2019 17 October 2019
PAL Suneil RE 1 05 August 2019 17 October 2019
PHILIPPIDES Dimitri RE 1 03 April 2023 14 July 2023
PHILIPPIDES Dimitri RO 1 14 July 2023
PHILIPPIDES Dimitri RO 2 14 July 2023
PHILIPPIDES Dimitri RE 2 03 April 2023 14 July 2023
PHILIPPIDES Dimitri RE 2 02 January 2018 31 December 2021
PHILIPPIDES Dimitri RO 1 27 February 2019 31 December 2021
PHILIPPIDES Dimitri RE 1 02 January 2018 27 February 2019
POIX Arnaud Bernard Fabrice Noel RO 1 05 January 2021 01 June 2022
POIX Arnaud Bernard Fabrice Noel RO 2 05 January 2021 01 June 2022
POIX Arnaud Bernard Fabrice Noel RO 7 05 January 2021 01 June 2022
POON Tse King 潘子敬 RE 1 11 January 2011 12 December 2013
POON Tse King 潘子敬 RE 2 11 January 2011 12 December 2013
REGISTRAR Tarit RE 7 02 July 2019
REGISTRAR Tarit RE 1 02 July 2019
REYLE IV William John RE 1 08 July 2013 13 June 2015
REYLE IV William John RE 2 08 July 2013 13 June 2015
REYLE IV William John RE 1 28 November 2012 21 January 2013
REYLE IV William John RE 2 28 November 2012 21 January 2013
SALONGA Benjamin III Puzon 施樂家 RE 7 20 August 2015 23 October 2018
SALONGA Benjamin III Puzon 施樂家 RE 2 20 August 2015 23 October 2018
SALONGA Benjamin III Puzon 施樂家 RE 1 20 August 2015 23 October 2018
SHONHARD Neil Clive RE 2 26 October 2012 01 March 2017
SHONHARD Neil Clive RE 1 26 October 2012 01 March 2017
SHONHARD Neil Clive RE 1 27 January 2012 05 October 2012
SHONHARD Neil Clive RE 2 27 January 2012 05 October 2012
SIM Seung Jin 沈承辰 RE 2 22 September 2015 14 November 2018
SIM Seung Jin 沈承辰 RE 7 22 September 2015 14 November 2018
SIM Seung Jin 沈承辰 RE 1 22 September 2015 14 November 2018
SMITH Stephen Mark RE 1 30 December 2019 16 May 2023
SMITH Stephen Mark RE 7 30 December 2019 16 May 2023
SMITH Stephen Mark RO 7 12 June 2019 12 December 2019
SMITH Stephen Mark RO 1 12 June 2019 12 December 2019
SMITH Stephen Mark RE 1 01 March 2019 12 June 2019
SMITH Stephen Mark RE 7 01 March 2019 12 June 2019
TAI Chor Yan 戴楚殷 RE 2 25 March 2022 19 May 2023
TAI Chor Yan 戴楚殷 RE 1 25 March 2022 19 May 2023
TAYLOR Stuart Andrew RE 1 12 September 2011 07 February 2015
TAYLOR Stuart Andrew RE 2 12 September 2011 07 February 2015
TOTTON Craig Thomas RO 7 09 June 2014 26 September 2014
TOTTON Craig Thomas RO 2 26 August 2010 26 September 2014
TOTTON Craig Thomas RO 1 26 August 2010 26 September 2014
VALANSOT Pascal RE 1 02 January 2018 04 March 2019
VALANSOT Pascal RE 2 02 January 2018 04 March 2019
VALANSOT Pascal RO 2 04 March 2019
VALANSOT Pascal RO 1 04 March 2019
VALANSOT Pascal RE 2 01 June 2012 22 April 2014
VALANSOT Pascal RE 1 01 June 2012 22 April 2014
VERES Octavien Gabriel RE 1 17 April 2023
VERES Octavien Gabriel RE 2 17 April 2023
VITIELLO Thomas Xavier RE 1 02 January 2018 31 January 2022
VITIELLO Thomas Xavier RE 2 02 January 2018 31 January 2022
WALSH Ashley Paul Jeffery James RO 2 25 August 2017 29 November 2017
WALSH Ashley Paul Jeffery James RO 1 25 August 2017 29 November 2017
WANG Xing Da 王興達 RE 1 18 December 2019 22 November 2020
WANG Xing Da 王興達 RE 7 18 December 2019 22 November 2020
WATTEZ Philippe Marc Alfred RE 1 07 February 2014 30 June 2017
WATTEZ Philippe Marc Alfred RE 2 07 February 2014 30 June 2017
WONG Doris Ho Yan 黃可欣 RE 1 17 May 2012 01 October 2014
WONG Justin Jun Yip 黃鎮業 RE 7 16 August 2019
WONG Justin Jun Yip 黃鎮業 RE 2 24 January 2014
WONG Justin Jun Yip 黃鎮業 RE 1 24 January 2014
YABE Nanako RE 1 07 November 2019 24 June 2022
YABE Nanako RE 2 02 January 2018 24 June 2022
YEUNG Siu Po 楊小寶 RE 1 11 April 2023
YEUNG Siu Po 楊小寶 RE 2 11 April 2023