SFC Licences of SO Han Meng Julian 蘇漢明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 15 November 2011 | 22 June 2014 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 15 November 2011 | 22 June 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 08 March 2011 | 22 June 2014 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 08 March 2011 | 01 September 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 October 2009 | 17 December 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 24 September 2009 | 17 December 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 24 September 2009 | 17 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 October 2007 | 14 August 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 October 2007 | 14 August 2009 |