SFC Licences of WONG Siu Man 王筱雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Capital Securities Limited 國順證券有限公司 RO 1 19 July 2021
Zundiao Securities Limited 尊迪奧證券有限公司 RO 4 28 April 2021 01 June 2021
Zundiao Securities Limited 尊迪奧證券有限公司 RO 1 28 April 2021 01 June 2021
Zundiao Securities Limited 尊迪奧證券有限公司 RE 4 09 April 2021 28 April 2021
Zundiao Securities Limited 尊迪奧證券有限公司 RE 1 09 April 2021 28 April 2021
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RE 9 25 March 2020 28 February 2021
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RO 4 12 February 2020 28 February 2021
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RO 1 12 February 2020 28 February 2021
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RE 4 30 December 2019 12 February 2020
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RE 1 30 December 2019 12 February 2020
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RO 4 27 May 2019 30 November 2019
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RO 1 27 May 2019 30 November 2019
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RE 4 23 May 2019 27 May 2019
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RE 1 23 May 2019 27 May 2019
Vantage New Generation Securities Limited 新世代證券有限公司 RO 4 02 March 2018 15 May 2019
Vantage New Generation Securities Limited 新世代證券有限公司 RO 1 02 March 2018 15 May 2019
Vantage New Generation Securities Limited 新世代證券有限公司 RE 1 01 February 2018 02 March 2018
Malahon Securities Limited 萬利豐證券有限公司 RE 1 02 December 2009 17 January 2018
Malahon Securities Limited 萬利豐證券有限公司 RE 1 08 November 2007 30 September 2009