SFC Licenceholders of Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Linde 蔡霖德 | RE | 4 | 28 January 2022 | 22 September 2022 |
| CAI Linde 蔡霖德 | RE | 1 | 28 January 2022 | 22 September 2022 |
| CAI Linfeng 蔡霖丰 | RE | 4 | 23 July 2021 | 22 September 2022 |
| CAI Linfeng 蔡霖丰 | RE | 1 | 23 July 2021 | 22 September 2022 |
| CHAN Yee Pui 陳以珮 | RO | 4 | 19 February 2019 | 31 May 2019 |
| CHAN Yee Pui 陳以珮 | RO | 1 | 03 October 2017 | 31 May 2019 |
| CHENG Ho Cheong, Terry 鄭顥鏘 | RE | 1 | 01 April 2019 | 17 July 2019 |
| CHUK Chi Wing 卓志永 | RO | 4 | 19 February 2019 | 30 April 2020 |
| CHUK Chi Wing 卓志永 | RO | 1 | 03 October 2017 | 30 April 2020 |
| LAI Suk Yee 黎淑儀 | RE | 1 | 02 June 2022 | 22 September 2022 |
| LAU Yuk Leung, Darwin 劉玉良 | RO | 4 | 04 May 2020 | 11 February 2022 |
| LAU Yuk Leung, Darwin 劉玉良 | RO | 1 | 25 November 2019 | 11 February 2022 |
| LAU Yuk Leung, Darwin 劉玉良 | RE | 1 | 21 August 2019 | 25 November 2019 |
| LEUNG Chi Kin 梁智健 | RO | 4 | 22 September 2020 | 11 November 2020 |
| LEUNG Chi Kin 梁智健 | RO | 1 | 22 September 2020 | 11 November 2020 |
| LEUNG Chi Kin 梁智健 | RE | 4 | 17 August 2020 | 22 September 2020 |
| LEUNG Chi Kin 梁智健 | RE | 1 | 17 August 2020 | 22 September 2020 |
| LUI Siu Po 呂少寶 | RO | 4 | 18 March 2022 | 01 November 2022 |
| LUI Siu Po 呂少寶 | RO | 1 | 18 March 2022 | 01 November 2022 |
| NG Wang Leung 吳宏亮 | RE | 4 | 10 May 2019 | 19 August 2019 |
| NG Wang Leung 吳宏亮 | RE | 1 | 10 August 2018 | 19 August 2019 |
| WONG Mender 黃明達 | RO | 4 | 05 January 2022 | 21 June 2022 |
| WONG Mender 黃明達 | RO | 1 | 05 January 2022 | 21 June 2022 |
| WONG Siu Man 王筱雯 | RO | 4 | 27 May 2019 | 30 November 2019 |
| WONG Siu Man 王筱雯 | RO | 1 | 27 May 2019 | 30 November 2019 |
| WONG Siu Man 王筱雯 | RE | 4 | 23 May 2019 | 27 May 2019 |
| WONG Siu Man 王筱雯 | RE | 1 | 23 May 2019 | 27 May 2019 |
| WONG Wai Hong 王為康 | RO | 4 | 09 April 2020 | 03 October 2020 |
| WONG Wai Hong 王為康 | RO | 1 | 25 November 2019 | 03 October 2020 |
| WONG Wai Hong 王為康 | RE | 1 | 02 September 2019 | 25 November 2019 |
| WU Ngai Pan 胡毅彬 | RO | 4 | 05 January 2021 | 05 January 2022 |
| WU Ngai Pan 胡毅彬 | RO | 1 | 05 January 2021 | 05 January 2022 |
| YAU Henry Sung Chuen 邱崧泉 | RO | 4 | 15 July 2022 | 03 August 2022 |
| YAU Henry Sung Chuen 邱崧泉 | RO | 1 | 15 July 2022 | 03 August 2022 |