SFC Licences of LO Wing 盧永
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 February 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 February 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 16 November 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 08 December 2015 | 18 December 2016 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 03 October 2007 | 01 July 2008 |