SFC Licences of ROUSE Richard William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 May 2008 | 18 March 2011 |
| UBS Securities Asia Limited | RE | 1 | 28 September 2007 | 30 April 2008 |