SFC Licences of HONG Du Ki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 | RE | 1 | 09 March 2022 | 14 October 2022 |
| Privium Fund Management (HK) Limited | RE | 9 | 03 October 2017 | 11 December 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 18 May 2011 | 10 May 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 May 2011 | 10 May 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 May 2011 | 10 May 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 October 2007 | 28 August 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 October 2007 | 28 August 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 05 October 2007 | 28 August 2009 |