SFC Licences of YIU Tze Wai 姚志威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 | RO | 9 | 22 December 2023 | |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 25 May 2023 | 22 December 2023 |
| One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 9 | 16 July 2020 | 05 January 2021 |
| One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 4 | 16 July 2020 | 05 January 2021 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 9 | 01 April 2015 | 15 April 2019 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 01 April 2015 | 15 April 2019 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 17 January 2008 | 31 August 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 09 October 2007 | 31 August 2009 |