SFC Licences of BOUCKLEY David John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 26 November 2013 | 31 December 2015 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 08 October 2013 | 31 December 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 31 August 2012 | 01 June 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 August 2012 | 01 June 2013 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 12 January 2009 | 01 April 2009 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 08 October 2007 | 13 January 2009 |