SFC Licences of BARSHA Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 6 | 11 November 2013 | 19 February 2024 |
| Merrill Lynch Far East Limited | RO | 4 | 11 November 2013 | 19 February 2024 |
| Merrill Lynch Far East Limited | RO | 1 | 11 November 2013 | 19 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 11 November 2013 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 11 November 2013 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 11 November 2013 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 October 2007 | 11 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 October 2007 | 11 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 October 2007 | 11 November 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 10 October 2007 | 11 November 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 10 October 2007 | 11 November 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 10 October 2007 | 11 November 2013 |