SFC Licences of FAN Lai Kwan 范勵君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 03 March 2015 | 23 May 2015 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 03 March 2015 | 23 May 2015 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 03 March 2015 | 23 May 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 17 June 2013 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 17 June 2013 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 17 June 2013 | 08 January 2015 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | 24 May 2013 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 18 October 2010 | 24 May 2013 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 09 June 2010 | 04 September 2010 |
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 6 | 21 November 2007 | 23 September 2009 |