SFC Licences of FAN Lai Kwan 范勵君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 03 March 2015 23 May 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 03 March 2015 23 May 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 03 March 2015 23 May 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 17 June 2013 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 17 June 2013 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 17 June 2013 08 January 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 24 May 2013
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 18 October 2010 24 May 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 09 June 2010 04 September 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 6 21 November 2007 23 September 2009