SFC Licences of LO Lai Kan 羅麗勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 15 August 2012 | 10 October 2013 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 15 August 2012 | 10 October 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 15 August 2012 | 10 October 2013 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 15 August 2012 | 10 October 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 11 October 2007 | 10 October 2013 |