SFC Licences of RUSSELL Scott Gerald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 06 October 2023 | 11 October 2023 |
| UBS Securities Asia Limited | RE | 4 | 05 May 2023 | 09 May 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 19 October 2010 | 07 June 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 November 2007 | 06 August 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 October 2007 | 17 October 2007 |