SFC Licences of NG Siu Chun 吳紹進

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sunfund Securities Limited 東皓證券有限公司	RO	4	25 October 2022
Sunfund Securities Limited 東皓證券有限公司	RO	1	25 October 2022
Vantage New Generation Securities Limited 新世代證券有限公司	RO	4	05 June 2019	30 September 2022
Vantage New Generation Securities Limited 新世代證券有限公司	RO	1	05 June 2019	30 September 2022
Vantage New Generation Securities Limited 新世代證券有限公司	RE	1	22 May 2019	05 June 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司	RO	2	14 February 2019	10 May 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司	RO	1	14 February 2019	10 May 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司	RE	2	01 December 2016	14 February 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司	RE	1	01 December 2016	14 February 2019
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	3	17 September 2009	30 December 2014
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	2	17 September 2009	30 December 2014
Success Securities Limited 實德證券有限公司	RE	1	10 October 2007	30 December 2014