SFC Licences of POON Tik Ki 潘迪琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 02 October 2009 | 16 October 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 02 October 2009 | 16 October 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2007 | 12 September 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2007 | 12 September 2009 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 10 October 2007 | 12 September 2009 |