SFC Licences of GORTON III Doy Dewitt
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 13 October 2011 | 07 November 2011 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 13 October 2011 | 07 November 2011 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 18 September 2008 | 01 April 2009 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 27 November 2007 | 01 April 2009 |