SFC Licences of CHIU Siu Ngan 趙少雁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 02 May 2012 | 22 June 2012 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 02 May 2012 | 22 June 2012 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 14 December 2010 | 12 April 2012 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 14 December 2010 | 12 April 2012 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 23 April 2010 | 06 December 2010 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 23 April 2010 | 06 December 2010 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 16 November 2007 | 17 April 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 16 November 2007 | 17 April 2010 |