SFC Licences of LEE Sin Man 李善文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 2 | 25 August 2022 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 27 April 2021 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 July 2020 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 December 2009 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 23 June 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 October 2007 | 31 July 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 October 2007 | 02 October 2017 |