Current licenceholders of ATM582 CNI Securities Group Limited 中國北方證券集團有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
ZHANG Miao 張淼 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-11
HAMMOND Michael Edmund RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-06
CHAN Kin Bong, Edwin 陳建邦 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-04
FONG Ting Kwan 方鼎鈞 RE 1 (Dealing in Securities) 2020-10-27
FOX Robin Jonathan Gibbs RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-17
WONG Wai Ming 黃偉明 RE 1 (Dealing in Securities) 2020-06-01
OR Lee Sa 柯莉莎 RE 1 (Dealing in Securities) 2020-05-20
ZHENG Jiashou 鄭家壽 RE 1 (Dealing in Securities) 2020-05-07
CHAN Ka Jin Raymond 陳嘉彥 RE 1 (Dealing in Securities) 2020-03-17
LI Him Tai 李謙泰 RE 1 (Dealing in Securities) 2020-02-14
WONG Lung Chun 黃龍俊 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-29
KOO Siu Kong 顧兆光 RE 4 (Advising on Securities) 2018-02-05
KOO Siu Kong 顧兆光 RE 1 (Dealing in Securities) 2017-09-26
YOUNGBLOOD Mark Leland RE 4 (Advising on Securities) 2017-08-07
BAO Quan 包全 RO 4 (Advising on Securities) 2014-05-13
YOUNGBLOOD Mark Leland RE 1 (Dealing in Securities) 2013-10-25
BAO Quan 包全 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-06-28