SFC Licenceholders of CNI Securities Group Limited 中國北方證券集團有限公司
- cs@cnigroup.com.hk
- Website
- www.cnigroup.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAO Quan 包全 | RO | 4 | 13 May 2014 | |
| BAO Quan 包全 | RO | 1 | 28 June 2011 | |
| BAO Quan 包全 | RO | 2 | 28 June 2011 | |
| BAO Quan 包全 | RE | 1 | 10 May 2010 | 24 June 2010 |
| CHAN Chun Kin 陳振健 | RO | 1 | 22 December 2022 | 03 February 2023 |
| CHAN Chun Kin 陳振健 | RE | 1 | 08 November 2022 | 22 December 2022 |
| CHAN Fan Yi 陳勛宜 | RE | 1 | 27 February 2015 | 06 January 2016 |
| CHAN Hung Ting, Ascar 陳虹廷 | RE | 1 | 12 March 2013 | 19 August 2013 |
| CHAN Hung Ting, Ascar 陳虹廷 | RE | 1 | 14 May 2010 | 10 October 2012 |
| CHAN Ka Jin Raymond 陳嘉彥 | RE | 1 | 17 March 2020 | 16 April 2021 |
| CHAN Ka Kui 陳嘉駒 | RE | 1 | 06 August 2013 | 07 July 2017 |
| CHAN Kin Bong, Edwin 陳建邦 | RO | 4 | 04 November 2020 | 11 June 2021 |
| CHAN Kin Bong, Edwin 陳建邦 | RE | 1 | 17 June 2020 | 04 November 2020 |
| CHAN Kin Bong, Edwin 陳建邦 | RE | 4 | 17 June 2020 | 04 November 2020 |
| CHAN Kin Bong, Edwin 陳建邦 | RO | 1 | 04 November 2020 | 11 June 2021 |
| CHAN Lui 陳磊 | RE | 2 | 02 May 2012 | 18 March 2013 |
| CHAN Lui 陳磊 | RE | 1 | 02 May 2012 | 18 March 2013 |
| CHAN Lui 陳磊 | RE | 1 | 22 December 2010 | 15 September 2011 |
| CHAN Pak Hung 陳銆鴻 | RE | 1 | 18 November 2011 | 03 July 2012 |
| CHAN Tik 陳滌 | RE | 1 | 02 April 2013 | 01 September 2020 |
| CHAN Tsz Hin 陳梓軒 | RE | 1 | 16 August 2021 | 09 December 2021 |
| CHAN Wai Cheong, Andrew 陳偉昌 | RE | 1 | 19 April 2011 | 31 July 2011 |
| CHAN Wai Ping 陳慧萍 | RE | 1 | 16 August 2010 | 13 February 2014 |
| CHAN Wing Bun 陳榮斌 | RE | 1 | 27 October 2016 | 10 April 2018 |
| CHAN Wing Bun 陳榮斌 | RE | 4 | 27 October 2016 | 10 April 2018 |
| CHAU Chung Yin, Samiel 周中彥 | RE | 2 | 09 June 2021 | 10 August 2021 |
| CHAU Chung Yin, Samiel 周中彥 | RE | 1 | 09 June 2021 | 10 August 2021 |
| CHAU Chung Yin, Samiel 周中彥 | RO | 1 | 10 August 2021 | |
| CHAU Chung Yin, Samiel 周中彥 | RO | 2 | 10 August 2021 | |
| CHAU Chung Yin, Samiel 周中彥 | RO | 4 | 10 August 2021 | |
| CHEN Chen 陳晨 | RE | 1 | 28 December 2023 | |
| CHEN Hua 陳華 | RE | 4 | 28 April 2023 | |
| CHEN Hua 陳華 | RE | 2 | 28 April 2023 | |
| CHEN Hua 陳華 | RE | 1 | 28 April 2023 | |
| CHEUNG Angela On Ki 張安琪 | RE | 4 | 17 July 2019 | 30 June 2020 |
| CHEUNG Angela On Ki 張安琪 | RE | 1 | 17 July 2019 | 30 June 2020 |
| CHEUNG Wai Kit 張偉傑 | RE | 1 | 13 October 2010 | 05 July 2011 |
| CHEUNG Wai Kit 張偉傑 | RO | 1 | 15 December 2009 | 13 October 2010 |
| CHIN Vincent 錢榮澤 | RE | 4 | 12 December 2023 | |
| CHIN Vincent 錢榮澤 | RE | 1 | 12 December 2023 | |
| CHOW Chi Wing, Simon 鄒至榮 | RE | 1 | 27 April 2012 | 14 October 2014 |
| CHOW Ching Hoi, Hugo 周靖凱 | RE | 2 | 06 September 2017 | 10 May 2018 |
| CHOW Ching Hoi, Hugo 周靖凱 | RE | 1 | 06 September 2017 | 10 May 2018 |
| CHOW Sik Hong 周鍚康 | RE | 1 | 26 June 2017 | 28 February 2020 |
| CHU Kar Son 朱嘉迅 | RE | 4 | 19 August 2015 | 21 October 2016 |
| CHU Kar Son 朱嘉迅 | RE | 1 | 21 May 2014 | 21 October 2016 |
| FAN Chi Wai 樊志煒 | RE | 1 | 02 December 2010 | 09 March 2012 |
| FONG Ting Kwan 方鼎鈞 | RE | 1 | 27 October 2020 | 18 December 2022 |
| FOX Robin Jonathan Gibbs | RE | 4 | 17 August 2020 | |
| FOX Robin Jonathan Gibbs | RE | 1 | 17 August 2020 | |
| HAMMOND Michael Edmund | RE | 4 | 06 November 2020 | 15 July 2022 |
| HAMMOND Michael Edmund | RE | 1 | 06 November 2020 | 15 July 2022 |
| HON Wing Hang, Thomas 韓泳恆 | RE | 1 | 02 February 2012 | 02 February 2017 |
| HUANG Kwan Shun, John 黃君信 | RE | 1 | 30 November 2010 | 15 August 2011 |
| HUANG Yu Min 黃牖民 | RE | 1 | 17 October 2013 | 04 March 2016 |
| HUANG Yudong 黃玉棟 | RE | 1 | 10 November 2023 | |
| HUI Yik 許奕 | RE | 1 | 20 December 2022 | |
| HUNG Kam Chan 洪金燦 | RE | 1 | 08 November 2011 | 13 October 2014 |
| HUO Xintong 霍薪同 | RE | 1 | 03 February 2015 | 06 October 2015 |
| KEUNG Kam Chuen 姜錦全 | RO | 1 | 22 September 2010 | 11 April 2011 |
| KOO Siu Kong 顧兆光 | RE | 4 | 05 February 2018 | |
| KOO Siu Kong 顧兆光 | RE | 1 | 26 September 2017 | |
| KWAN Ching Lai 關徵禮 | RE | 1 | 20 February 2017 | 27 June 2017 |
| KWOK Chun Man, Joseph 郭浚民 | RE | 1 | 17 August 2012 | 12 March 2013 |
| KWONG Yuk Ho, Henry 鄺鋈豪 | RO | 4 | 13 May 2014 | 09 June 2018 |
| LAI Man Wah 黎敏華 | RE | 1 | 08 March 2013 | 12 July 2013 |
| LAI Wai Kwong 黎偉光 | RE | 1 | 28 July 2022 | |
| LAM Ching Yin 林靜賢 | RE | 1 | 21 January 2010 | 13 August 2010 |
| LAM Hoi Sing 林海升 | RE | 1 | 12 August 2010 | 20 April 2016 |
| LAM Kit Wai 林杰煒 | RE | 1 | 13 April 2010 | 14 December 2011 |
| LAM Ngai Ming 林藝明 | RE | 1 | 15 August 2011 | 09 October 2012 |
| LAM Yee Kit 林以傑 | RE | 2 | 08 November 2011 | 16 March 2012 |
| LAM Yee Kit 林以傑 | RE | 1 | 08 November 2011 | 16 March 2012 |
| LAU Ho Yin 劉浩賢 | RE | 1 | 09 July 2013 | 20 January 2014 |
| LAU Ho Yin 劉浩賢 | RE | 2 | 09 July 2013 | 20 January 2014 |
| LAU Ho Yin 劉浩賢 | RE | 2 | 21 March 2012 | 14 February 2013 |
| LAU Ho Yin 劉浩賢 | RE | 1 | 21 March 2012 | 14 February 2013 |
| LAU Siu Lan, Diana 劉小蘭 | RE | 2 | 08 August 2011 | 21 December 2011 |
| LAU Siu Lan, Diana 劉小蘭 | RE | 1 | 01 November 2010 | 21 December 2011 |
| LAW Chor Yam 羅楚欽 | RO | 1 | 15 December 2009 | 27 September 2010 |
| LAW Wing Fai, Spencer 羅榮輝 | RO | 1 | 30 March 2011 | 31 July 2011 |
| LEE Ho Kwan 李可君 | RE | 1 | 18 January 2012 | 10 May 2016 |
| LEE Sin Man 李善文 | RE | 2 | 25 August 2022 | |
| LEE Sin Man 李善文 | RE | 1 | 27 April 2021 | |
| LEE Siu Ming 李兆明 | RE | 1 | 31 May 2012 | 16 April 2014 |
| LEUNG Wing Chiu 梁永超 | RE | 1 | 25 May 2011 | 09 September 2011 |
| LEUNG Yuk Yip 梁玉葉 | RE | 1 | 22 September 2011 | 19 March 2013 |
| LI Feiyong 李飛勇 | RE | 1 | 01 February 2011 | 31 May 2019 |
| LI Him Tai 李謙泰 | RE | 1 | 14 February 2020 | 07 May 2021 |
| LI Ho Fung 李可鋒 | RE | 4 | 10 October 2017 | 16 July 2018 |
| LI Ho Fung 李可鋒 | RE | 1 | 10 October 2017 | 16 July 2018 |
| LI Ho Fung 李可鋒 | RE | 4 | 18 September 2015 | 30 April 2016 |
| LI Ho Fung 李可鋒 | RE | 1 | 19 July 2012 | 30 April 2016 |
| LI Ke 李珂 | RE | 1 | 10 December 2015 | 15 May 2017 |
| LO Kam Kong 盧淦江 | RE | 1 | 21 December 2010 | 04 August 2013 |
| LO Yiu Chun 羅耀俊 | RE | 1 | 06 January 2012 | 08 September 2014 |
| MA Kwok Chau 馬國疇 | RE | 2 | 22 July 2022 | 13 October 2022 |
| MA Kwok Chau 馬國疇 | RE | 1 | 22 July 2022 | 13 October 2022 |
| MA Qipeng 馬起鵬 | RE | 1 | 19 March 2014 | 06 April 2015 |
| MA Qipeng 馬起鵬 | RE | 4 | 10 July 2014 | 06 April 2015 |
| MAI Jiaming 麥家銘 | RE | 1 | 07 April 2017 | 15 April 2019 |
| MO Chun Wai 巫俊懷 | RE | 2 | 25 July 2011 | 27 October 2011 |
| MO Chun Wai 巫俊懷 | RE | 1 | 25 July 2011 | 27 October 2011 |
| NG Chun Ho 吳俊豪 | RE | 1 | 04 September 2014 | 15 January 2018 |
| NG Siu Chun, Stephen 吳肇駿 | RE | 1 | 03 November 2011 | 29 October 2014 |
| NGAI Ting Huen 魏庭萱 | RO | 4 | 13 May 2014 | 04 September 2020 |
| NGAI Ting Huen 魏庭萱 | RO | 1 | 09 March 2011 | 04 September 2020 |
| NGAI Ting Huen 魏庭萱 | RO | 2 | 28 June 2011 | 04 September 2020 |
| OR Lee Sa 柯莉莎 | RE | 1 | 20 May 2020 | |
| PAN Miner 潘敏兒 | RE | 1 | 03 February 2015 | 15 July 2016 |
| PANG Shu Wan 彭樹穩 | RO | 1 | 27 September 2010 | 17 October 2016 |
| SETO Ming Wai 司徒明慧 | RE | 1 | 23 May 2011 | 15 July 2011 |
| SHI Wei 施維 | RE | 1 | 30 June 2015 | 18 August 2016 |
| SUEN Ho Yi 孫可兒 | RE | 4 | 29 December 2014 | 01 December 2015 |
| SUEN Ho Yi 孫可兒 | RE | 1 | 11 June 2013 | 01 December 2015 |
| TAM Ping Yee 譚秉義 | RE | 1 | 08 December 2022 | |
| TSE Chun Wing 謝雋永 | RE | 2 | 17 January 2012 | 04 July 2015 |
| TSE Chun Wing 謝雋永 | RE | 1 | 17 January 2012 | 04 July 2015 |
| TSE Siu Hung 謝兆鴻 | RE | 1 | 25 July 2019 | 14 February 2020 |
| WAKAO Tetsuji 若生哲史 | RE | 1 | 21 January 2010 | 24 June 2010 |
| WANG Yan 王妍 | RE | 1 | 15 December 2010 | 07 March 2011 |
| WEI Zhiqiang 魏志強 | RE | 4 | 01 June 2018 | 02 July 2020 |
| WONG Ching Yi 黃靜怡 | RE | 1 | 26 March 2013 | 23 April 2013 |
| WONG Hobart 黃仲豪 | RE | 1 | 14 May 2012 | 02 February 2017 |
| WONG Hoi Yan, Audrey 黃凱欣 | RE | 2 | 17 December 2013 | 19 May 2014 |
| WONG Hoi Yan, Audrey 黃凱欣 | RE | 1 | 17 December 2013 | 19 May 2014 |
| WONG Ka Chun 黃嘉俊 | RE | 1 | 05 December 2013 | 22 July 2016 |
| WONG Ka Chun 黃嘉俊 | RE | 4 | 12 November 2014 | 22 July 2016 |
| WONG Ka Chun 黃嘉俊 | RE | 1 | 30 November 2010 | 12 July 2013 |
| WONG Ka Kit 黃嘉傑 | RE | 1 | 21 June 2011 | 23 September 2011 |
| WONG Lung Chun 黃龍俊 | RE | 4 | 29 April 2019 | 05 May 2021 |
| WONG Lung Chun 黃龍俊 | RE | 1 | 29 April 2019 | 05 May 2021 |
| WONG Man Kin, Kingsley 黃民堅 | RE | 1 | 07 June 2011 | 30 July 2011 |
| WONG Pui Gee, Patricia 黃佩芝 | RE | 1 | 06 March 2013 | 20 January 2017 |
| WONG Tin Kit 黃天傑 | RE | 1 | 09 July 2013 | 10 March 2017 |
| WONG Wai Ming 黃偉明 | RE | 1 | 01 June 2020 | 11 April 2022 |
| WONG Wan Chun 黃尹俊 | RE | 1 | 07 March 2011 | 07 September 2011 |
| WONG Yeung 黃楊 | RE | 2 | 27 May 2013 | 02 July 2013 |
| WONG Yeung 黃楊 | RE | 1 | 27 May 2013 | 02 July 2013 |
| WONG Yiu Ming 王耀明 | RE | 1 | 21 June 2011 | 29 July 2011 |
| WONG Yuen Sut, Eddie 汪炫戌 | RE | 1 | 12 March 2012 | 28 March 2012 |
| WOO Ka On 胡家安 | RE | 1 | 30 April 2015 | 24 November 2015 |
| WOO Ka On 胡家安 | RE | 1 | 31 October 2012 | 31 October 2014 |
| YANG Bin 楊斌 | RE | 1 | 28 April 2017 | 20 June 2019 |
| YANG Xue 楊雪 | RE | 1 | 30 June 2017 | 31 May 2019 |
| YAU Siu Lung 丘小龍 | RE | 1 | 02 March 2012 | 01 August 2014 |
| YIP Chun Man 葉俊文 | RE | 1 | 30 September 2011 | 03 August 2013 |
| YOUNGBLOOD Mark Leland | RE | 4 | 07 August 2017 | |
| YOUNGBLOOD Mark Leland | RE | 1 | 25 October 2013 | |
| YU Shui Sang, Bernard 余瑞生 | RO | 4 | 11 July 2022 | |
| YU Shui Sang, Bernard 余瑞生 | RO | 2 | 11 July 2022 | |
| YU Shui Sang, Bernard 余瑞生 | RO | 1 | 04 May 2022 | |
| ZHANG Miao 張淼 | RO | 2 | 31 March 2021 | 31 August 2021 |
| ZHANG Miao 張淼 | RE | 4 | 11 January 2021 | 09 June 2021 |
| ZHANG Miao 張淼 | RE | 1 | 11 January 2021 | 09 June 2021 |
| ZHANG Miao 張淼 | RO | 1 | 09 June 2021 | 31 August 2021 |
| ZHANG Miao 張淼 | RO | 4 | 09 June 2021 | 31 August 2021 |
| ZHANG Weijia 張煒嘉 | RE | 1 | 26 February 2013 | 08 November 2013 |
| ZHANG You 章友 | RE | 2 | 03 June 2015 | 18 April 2017 |
| ZHANG You 章友 | RE | 1 | 03 June 2015 | 18 April 2017 |
| ZHENG Jiashou 鄭家壽 | RE | 1 | 07 May 2020 | 03 August 2021 |
| ZHOU Silong 周斯龍 | RE | 1 | 23 April 2014 | 01 March 2017 |