SFC Licences of WALLUM Nicholas Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RO	7	16 December 2015	10 December 2019
Morgan Stanley Hong Kong Securities Limited	RO	2	16 December 2015	10 December 2019
Morgan Stanley Hong Kong Securities Limited	RO	1	16 December 2015	10 December 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	1	16 December 2015	10 December 2019
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	16 December 2015
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	16 December 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	19 November 2009	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	19 November 2009	06 December 2010
Morgan Stanley Hong Kong Securities Limited	RE	1	02 November 2009	16 December 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	02 November 2009	16 December 2015
Morgan Stanley Hong Kong Futures Limited	RE	2	02 November 2009	06 December 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	22 October 2007	09 September 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	22 October 2007	09 September 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	22 October 2007	09 September 2009