SFC Licences of MAK Tsz Hang 麥子衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Imperium International Securities Limited 帝國國際証券有限公司 | RO | 4 | 22 November 2018 | |
Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RO | 9 | 30 August 2017 | |
Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RO | 4 | 12 April 2016 | |
Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RE | 9 | 11 April 2016 | 30 August 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 13 June 2013 | 06 February 2015 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 11 March 2010 | 21 May 2013 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 11 March 2010 | 30 September 2011 |
Phoenix Capital Securities Limited 英明證券有限公司 | RE | 1 | 15 October 2009 | 02 March 2010 |
Phoenix Capital Asia Limited 英明融資有限公司 | RE | 4 | 28 November 2007 | 02 March 2010 |