SFC Licences of LEE Ching-ju 李靜如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 9 | 06 March 2008 | 06 August 2010 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 4 | 06 March 2008 | 06 August 2010 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 03 December 2007 | 05 January 2008 |