SFC Licences of GREGORY-ROBERTS Simon Arnold John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RE | 1 | 08 April 2021 | |
| Macquarie Asia Securities Limited | RE | 2 | 21 March 2013 | 30 December 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 October 2007 | 20 August 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 October 2007 | 20 August 2010 |