SFC Licences of YANG Wayne Ky 楊文傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 November 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 November 2020
Merrill Lynch (Asia Pacific) Limited RE 1 24 October 2007 26 March 2009
Merrill Lynch Futures (Hong Kong) Limited RE 2 24 October 2007 26 March 2009